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  • Lisa Uhlman

DDO deficiencies ‘across the board’ for product issuers: ASIC

The regulator has issued 26 stop orders against 18 companies for failing to adequately target financial products to the appropriate market since the “design and distribution obligations” regime began, it said in an initial compliance review. And it warned that closer scrutiny is coming.

Lisa Uhlman | 8th May 2023 | More