Complii

The moves made by Complii across 2023 should position the firm well for a rebound in advice industry numbers, which is entirely foreseeable given the proposals stemming from the government’s Quality of Advice review.

While technology’s role in compliance is becoming more prominent, advisers and brokers are still looking for clarity on what vehicles will carry that technology.

Compliance leaders are at the centre of a transformational time in regulatory adherence and risk management, argues fintech provider Complii in this new whitepaper.

The compliance software provider has acquired consultancy provider MIntegrity in a move Complii chairman Craig Mason hopes will “open the door” to further business opportunities.

At this point companies have so many avenues to raise capital that listing in only one of several options. As a result companies are staying private for longer, and direct investors are taking notice.