Complex products, wholesale clients, blurred lines: the new compliance challenge
Kit Legal’s Catherine Evans says advisers face a growing challenge, not just accessing complex assets, but understanding, governing and explaining them properly.
Tag: governance
Boards, advisory groups and mentors: Building governance for a growing practice
For principals serious about building an advice business that outlasts them, this piece explains how boards, advisory groups and mentors can turn ad-hoc decision-making into durable, succession-ready governance.
Governance, representation on the agenda for super funds of the future: Morningstar
Megafunds are set to control trillions in member savings, and a few crucial themes are emerging that will figure in the future direction of the superannuation system.
The energy transition path isn’t linear, but engagement is the best compass: Pzena
The mainstream energy transition narrative has evolved in light of recent social, political and economic shifts, Pzena says. as the manager takes a deep dive into the credibility of company transition plans.
Corporate governance key to performance
Calvert Institute, the Responsible Lending arm of asset management Eaton Vance, this week released an extensive analysis on the real impacts that corporate governance practices are having on financial performance....
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Governance: Raising the bar
Governance is the pillar of environmental, social and governance (ESG) principles that investors have been actively considering for the longest period of time. This is not surprising, as in some...
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Purposeful engagement is more effective than shareholder activism
Shareholder activist groups are diverting company management’s time and energy towards narrow environmental and social causes. We explore why active ownership and purposeful engagement can achieve a better outcome for all stakeholders.